AIM Upstream LLC
AIM Upstream LLC is a private equity fund based in Foster City, California. According to its most recent Form D, filed Oct 19, 2016, it has sold $28,875,000 of interests to 138 investors since its first sale in Apr 2012. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Robert Hellman, Jr; Matthew Carbone; AIM Universal Holdings, LLC.
- Total raised
- $28,875,000Cumulative sales reported on Form D
- Investors
- 138
- First sale
- Apr 30, 2012
- Minimum investment
- None set
- Who can invest
- Qualified purchasersSection 3(c)(7): generally $5M+ in investments
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Robert Hellman, Jr; Matthew Carbone; AIM Universal Holdings, LLC
- Latest Form D
- Oct 19, 2016
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about AIM Upstream LLC
What is the minimum investment for AIM Upstream LLC?
AIM Upstream LLC's latest Form D, filed Oct 19, 2016, does not set a minimum investment. Managers can still require one in the offering documents.
Who can invest in AIM Upstream LLC?
AIM Upstream LLC is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.
How much has AIM Upstream LLC raised?
AIM Upstream LLC reports $28,875,000 sold from 138 investors on its Form D filed Oct 19, 2016. This is cumulative sales since the offering began, not current assets or performance.
Where is AIM Upstream LLC based?
AIM Upstream LLC is based in Foster City, California.
When did AIM Upstream LLC launch?
AIM Upstream LLC reports its first sale in Apr 2012.
Size compared with every private equity fund
Raised more than 77% of the 1,737 private equity funds based in California, and more than 56% of all 8,864 that report sales.