Alpha Ascent Strata LLC
Alpha Ascent Strata LLC is a venture capital fund based in Philadelphia, Pennsylvania. According to its most recent Form D, filed May 26, 2021, it has sold $6,139,043 of interests to 28 investors since its first sale in May 2021. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Arthur Maloy; Eric Greenberg; Alpha Ascent Strata Manager LLC.
- Total raised
- $6,139,043Cumulative sales reported on Form D
- Investors
- 28
- First sale
- May 24, 2021
- Minimum investment
- None set
- Who can invest
- Qualified purchasersSection 3(c)(7): generally $5M+ in investments
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Arthur Maloy; Eric Greenberg; Alpha Ascent Strata Manager LLC
- Latest Form D
- May 26, 2021
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Alpha Ascent Strata LLC
What is the minimum investment for Alpha Ascent Strata LLC?
Alpha Ascent Strata LLC's latest Form D, filed May 26, 2021, does not set a minimum investment. Managers can still require one in the offering documents.
Who can invest in Alpha Ascent Strata LLC?
Alpha Ascent Strata LLC is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.
How much has Alpha Ascent Strata LLC raised?
Alpha Ascent Strata LLC reports $6,139,043 sold from 28 investors on its Form D filed May 26, 2021. This is cumulative sales since the offering began, not current assets or performance.
Where is Alpha Ascent Strata LLC based?
Alpha Ascent Strata LLC is based in Philadelphia, Pennsylvania.
When did Alpha Ascent Strata LLC launch?
Alpha Ascent Strata LLC reports its first sale in May 2021.
Size compared with every venture capital fund
Raised more than 76% of the 75 venture capital funds based in Pennsylvania, and more than 84% of all 14,840 that report sales.