Alpha Ascent Surface LLC is a venture capital fund based in Westport, Connecticut. According to its most recent Form D, filed Aug 10, 2018, it has sold $1,750,000 of interests to 14 investors since its first sale in Jul 2018. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Alpha Ascent Surface Manager LLC; Eric Greenberg; Arthur Maloy.
- Total raised
- $1,750,000Cumulative sales reported on Form D
- Investors
- 14
- First sale
- Jul 23, 2018
- Minimum investment
- None set
- Who can invest
- Qualified purchasersSection 3(c)(7): generally $5M+ in investments
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Alpha Ascent Surface Manager LLC; Eric Greenberg; Arthur Maloy
- Latest Form D
- Aug 10, 2018
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Alpha Ascent Surface LLC
What is the minimum investment for Alpha Ascent Surface LLC?
Alpha Ascent Surface LLC's latest Form D, filed Aug 10, 2018, does not set a minimum investment. Managers can still require one in the offering documents.
Who can invest in Alpha Ascent Surface LLC?
Alpha Ascent Surface LLC is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.
How much has Alpha Ascent Surface LLC raised?
Alpha Ascent Surface LLC reports $1,750,000 sold from 14 investors on its Form D filed Aug 10, 2018. This is cumulative sales since the offering began, not current assets or performance.
Where is Alpha Ascent Surface LLC based?
Alpha Ascent Surface LLC is based in Westport, Connecticut.
When did Alpha Ascent Surface LLC launch?
Alpha Ascent Surface LLC reports its first sale in Jul 2018.
Size compared with every venture capital fund
Raised more than 62% of the 133 venture capital funds based in Connecticut, and more than 69% of all 14,732 that report sales.