Alphaworks Dots Five LLC
Alphaworks Dots Five LLC is a private investment fund based in New York, New York. According to its most recent Form D, filed Dec 17, 2014, it has sold $60,000 of interests to 2 investors since its first sale in Dec 2014. The minimum investment it accepts from an outside investor is $1,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Lee Glenn; Alphaworks Inc.
- Total raised
- $60,000Cumulative sales reported on Form D
- Investors
- 2
- First sale
- Dec 15, 2014
- Minimum investment
- $1,000
- Who can invest
- Accredited investorsSection 3(c)(1): up to 100 beneficial owners
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Lee Glenn; Alphaworks Inc
- Latest Form D
- Dec 17, 2014
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Alphaworks Dots Five LLC
What is the minimum investment for Alphaworks Dots Five LLC?
According to its latest Form D, filed Dec 17, 2014, the minimum investment Alphaworks Dots Five LLC accepts from an outside investor is $1,000.
Who can invest in Alphaworks Dots Five LLC?
Alphaworks Dots Five LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.
How much has Alphaworks Dots Five LLC raised?
Alphaworks Dots Five LLC reports $60,000 sold from 2 investors on its Form D filed Dec 17, 2014. This is cumulative sales since the offering began, not current assets or performance.
Where is Alphaworks Dots Five LLC based?
Alphaworks Dots Five LLC is based in New York, New York.
When did Alphaworks Dots Five LLC launch?
Alphaworks Dots Five LLC reports its first sale in Dec 2014.
Size compared with every private investment fund
Raised more than 22% of the 2,822 private investment funds based in New York, and more than 1% of all 10,255 that report sales.