Aspen High Yield, LLC is a private investment fund based in Overland Park, Kansas. According to its most recent Form D, filed May 17, 2022, it has sold $5,626,547 of interests to 31 investors since its first sale in Aug 2020. The minimum investment it accepts from an outside investor is $50,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(c), which permits general advertising to investors verified as accredited. Related persons named in the filing include James Maffuccio; Ben Fraser; Robert Fraser.
- Total raised
- $5,626,547Cumulative sales reported on Form D
- Investors
- 31
- First sale
- Aug 1, 2020
- Minimum investment
- $50,000
- Who can invest
- Accredited investorsSection 3(c)(1): up to 100 beneficial owners
- Offering exemption
- Rule 506(c)May advertise; investors must be verified as accredited
- Key people and entities
- James Maffuccio; Ben Fraser; Robert Fraser
- Latest Form D
- May 17, 2022
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Aspen High Yield, LLC
What is the minimum investment for Aspen High Yield, LLC?
According to its latest Form D, filed May 17, 2022, the minimum investment Aspen High Yield, LLC accepts from an outside investor is $50,000.
Who can invest in Aspen High Yield, LLC?
Aspen High Yield, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(c), so it may advertise, but every investor must be verified as accredited.
How much has Aspen High Yield, LLC raised?
Aspen High Yield, LLC reports $5,626,547 sold from 31 investors on its Form D filed May 17, 2022. This is cumulative sales since the offering began, not current assets or performance.
Where is Aspen High Yield, LLC based?
Aspen High Yield, LLC is based in Overland Park, Kansas.
When did Aspen High Yield, LLC launch?
Aspen High Yield, LLC reports its first sale in Aug 2020.
Size compared with every private investment fund
Raised more than 39% of the 23 private investment funds based in Kansas, and more than 34% of all 10,255 that report sales.