AltMountain

AW Opportunities, LLC

Bryn Mawr, PA · CIK 1961080 · Sponsor: AW Opportunities
Status: no Form D since Jan 2023. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

AW Opportunities, LLC is a private investment fund based in Bryn Mawr, Pennsylvania. According to its most recent Form D, filed Jan 5, 2023, it has sold $4,600,000 of interests to 4 investors since its first sale in Dec 2022. The minimum investment it accepts from an outside investor is $100,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Stephen Chang.

Total raised
$4,600,000Cumulative sales reported on Form D
Investors
4
First sale
Dec 29, 2022
Minimum investment
$100,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Stephen Chang
Latest Form D
Jan 5, 2023

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about AW Opportunities, LLC

What is the minimum investment for AW Opportunities, LLC?

According to its latest Form D, filed Jan 5, 2023, the minimum investment AW Opportunities, LLC accepts from an outside investor is $100,000.

Who can invest in AW Opportunities, LLC?

AW Opportunities, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has AW Opportunities, LLC raised?

AW Opportunities, LLC reports $4,600,000 sold from 4 investors on its Form D filed Jan 5, 2023. This is cumulative sales since the offering began, not current assets or performance.

Where is AW Opportunities, LLC based?

AW Opportunities, LLC is based in Bryn Mawr, Pennsylvania.

When did AW Opportunities, LLC launch?

AW Opportunities, LLC reports its first sale in Dec 2022.

Size compared with every private investment fund

Raised more than 42% of the 291 private investment funds based in Pennsylvania, and more than 30% of all 10,333 that report sales.

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