AltMountain

Axs Works, LLC

Salt Lake City, UT · CIK 1796805
Status: no Form D since Jan 2020. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Axs Works, LLC is a private investment fund based in Salt Lake City, Utah. According to its most recent Form D, filed Jan 13, 2020, it has sold $5,036,249 of interests to 18 investors since its first sale in Jan 2020. The minimum investment it accepts from an outside investor is $100,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include LLC Assure Fund Management II; Jeremy Neilson; Richard Thoms.

Total raised
$5,036,249Cumulative sales reported on Form D
Investors
18
First sale
Jan 8, 2020
Minimum investment
$100,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
LLC Assure Fund Management II; Jeremy Neilson; Richard Thoms
Latest Form D
Jan 13, 2020

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Axs Works, LLC

What is the minimum investment for Axs Works, LLC?

According to its latest Form D, filed Jan 13, 2020, the minimum investment Axs Works, LLC accepts from an outside investor is $100,000.

Who can invest in Axs Works, LLC?

Axs Works, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has Axs Works, LLC raised?

Axs Works, LLC reports $5,036,249 sold from 18 investors on its Form D filed Jan 13, 2020. This is cumulative sales since the offering began, not current assets or performance.

Where is Axs Works, LLC based?

Axs Works, LLC is based in Salt Lake City, Utah.

When did Axs Works, LLC launch?

Axs Works, LLC reports its first sale in Jan 2020.

Size compared with every private investment fund

Raised more than 76% of the 197 private investment funds based in Utah, and more than 32% of all 10,333 that report sales.

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