AltMountain

BroadRiver II, L.P.

New York, NY · CIK 1702099
Status: no Form D since Mar 2017. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

BroadRiver II, L.P. is a private equity fund based in New York, New York. According to its most recent Form D, filed Mar 30, 2017, it has sold $166,652,219 of interests to 9 investors since its first sale in Aug 2016. The minimum investment it accepts from an outside investor is $10,000,000. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Philip Siller; Andrew Plevin.

Total raised
$166,652,219Cumulative sales reported on Form D
Investors
9
First sale
Aug 31, 2016
Minimum investment
$10,000,000
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Philip Siller; Andrew Plevin
Latest Form D
Mar 30, 2017

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about BroadRiver II, L.P.

What is the minimum investment for BroadRiver II, L.P.?

According to its latest Form D, filed Mar 30, 2017, the minimum investment BroadRiver II, L.P. accepts from an outside investor is $10,000,000.

Who can invest in BroadRiver II, L.P.?

BroadRiver II, L.P. is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has BroadRiver II, L.P. raised?

BroadRiver II, L.P. reports $166,652,219 sold from 9 investors on its Form D filed Mar 30, 2017. This is cumulative sales since the offering began, not current assets or performance.

Where is BroadRiver II, L.P. based?

BroadRiver II, L.P. is based in New York, New York.

When did BroadRiver II, L.P. launch?

BroadRiver II, L.P. reports its first sale in Aug 2016.

Size compared with every private equity fund

Raised more than 82% of the 3,665 private equity funds based in New York, and more than 79% of all 8,896 that report sales.

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