BroadRiver IV LP is a private equity fund based in New York, New York. According to its most recent Form D, filed May 11, 2022, it has sold $150,000,000 of interests to 1 investor since its first sale in Apr 2022. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include BroadRiver 2021 GP LLC; Andrew Plevin; Philip Siller.
- Total raised
- $150,000,000Cumulative sales reported on Form D
- Investors
- 1
- First sale
- Apr 29, 2022
- Minimum investment
- None set
- Who can invest
- Qualified purchasersSection 3(c)(7): generally $5M+ in investments
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- BroadRiver 2021 GP LLC; Andrew Plevin; Philip Siller
- Latest Form D
- May 11, 2022
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about BroadRiver IV LP
What is the minimum investment for BroadRiver IV LP?
BroadRiver IV LP's latest Form D, filed May 11, 2022, does not set a minimum investment. Managers can still require one in the offering documents.
Who can invest in BroadRiver IV LP?
BroadRiver IV LP is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.
How much has BroadRiver IV LP raised?
BroadRiver IV LP reports $150,000,000 sold from 1 investor on its Form D filed May 11, 2022. This is cumulative sales since the offering began, not current assets or performance.
Where is BroadRiver IV LP based?
BroadRiver IV LP is based in New York, New York.
When did BroadRiver IV LP launch?
BroadRiver IV LP reports its first sale in Apr 2022.
Size compared with every private equity fund
Raised more than 81% of the 3,666 private equity funds based in New York, and more than 77% of all 8,888 that report sales.