AltMountain

BroadRiver TRF I, L.P.

New York, NY · CIK 1569025
Status: no Form D since Aug 2016. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

BroadRiver TRF I, L.P. is a private investment fund based in New York, New York. According to its most recent Form D, filed Aug 23, 2016, it has sold $30,500,000 of interests to 2 investors since its first sale in Jan 2013. The minimum investment it accepts from an outside investor is $500,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Philip Siller; Andrew Plevin.

Total raised
$30,500,000Cumulative sales reported on Form D
Investors
2
First sale
Jan 31, 2013
Minimum investment
$500,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Philip Siller; Andrew Plevin
Latest Form D
Aug 23, 2016

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about BroadRiver TRF I, L.P.

What is the minimum investment for BroadRiver TRF I, L.P.?

According to its latest Form D, filed Aug 23, 2016, the minimum investment BroadRiver TRF I, L.P. accepts from an outside investor is $500,000.

Who can invest in BroadRiver TRF I, L.P.?

BroadRiver TRF I, L.P. is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has BroadRiver TRF I, L.P. raised?

BroadRiver TRF I, L.P. reports $30,500,000 sold from 2 investors on its Form D filed Aug 23, 2016. This is cumulative sales since the offering began, not current assets or performance.

Where is BroadRiver TRF I, L.P. based?

BroadRiver TRF I, L.P. is based in New York, New York.

When did BroadRiver TRF I, L.P. launch?

BroadRiver TRF I, L.P. reports its first sale in Jan 2013.

Size compared with every private investment fund

Raised more than 59% of the 2,847 private investment funds based in New York, and more than 56% of all 10,333 that report sales.

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