Broadtree Partners IV, LLC is a private equity fund based in Charlotte, North Carolina. According to its most recent Form D, filed Sep 12, 2022, it has sold $8,460,000 of interests to 57 investors since its first sale in Apr 2021. The minimum investment it accepts from an outside investor is $15,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Brad Batten; Johannes Zwick; David Slenzak.
- Total raised
- $8,460,000Cumulative sales reported on Form D
- Investors
- 57
- First sale
- Apr 1, 2021
- Minimum investment
- $15,000
- Who can invest
- Accredited investorsSection 3(c)(1): up to 100 beneficial owners
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Brad Batten; Johannes Zwick; David Slenzak
- Latest Form D
- Sep 12, 2022
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Broadtree Partners IV, LLC
What is the minimum investment for Broadtree Partners IV, LLC?
According to its latest Form D, filed Sep 12, 2022, the minimum investment Broadtree Partners IV, LLC accepts from an outside investor is $15,000.
Who can invest in Broadtree Partners IV, LLC?
Broadtree Partners IV, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.
How much has Broadtree Partners IV, LLC raised?
Broadtree Partners IV, LLC reports $8,460,000 sold from 57 investors on its Form D filed Sep 12, 2022. This is cumulative sales since the offering began, not current assets or performance.
Where is Broadtree Partners IV, LLC based?
Broadtree Partners IV, LLC is based in Charlotte, North Carolina.
When did Broadtree Partners IV, LLC launch?
Broadtree Partners IV, LLC reports its first sale in Apr 2021.
Size compared with every private equity fund
Raised more than 60% of the 78 private equity funds based in North Carolina, and more than 40% of all 8,896 that report sales.