AltMountain

Brooks Note Wines, LLC

Mill Valley, CA · CIK 1811358
Status: no Form D since May 2020. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Brooks Note Wines, LLC is a real estate fund based in Mill Valley, California. According to its most recent Form D, filed May 5, 2020, it has sold $353,000 of interests to 12 investors since its first sale in Nov 2019. The minimum investment it accepts from an outside investor is $25,000. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Garrett Brooks; Joanne Brooks.

Total raised
$353,000Cumulative sales reported on Form D
Investors
12
First sale
Nov 21, 2019
Minimum investment
$25,000
Who can invest
Not stated
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Garrett Brooks; Joanne Brooks
Latest Form D
May 5, 2020

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Brooks Note Wines, LLC

What is the minimum investment for Brooks Note Wines, LLC?

According to its latest Form D, filed May 5, 2020, the minimum investment Brooks Note Wines, LLC accepts from an outside investor is $25,000.

Who can invest in Brooks Note Wines, LLC?

Brooks Note Wines, LLC is generally open only to investors who meet the eligibility rules in its offering documents. It uses Rule 506(b), which does not allow general advertising.

How much has Brooks Note Wines, LLC raised?

Brooks Note Wines, LLC reports $353,000 sold from 12 investors on its Form D filed May 5, 2020. This is cumulative sales since the offering began, not current assets or performance.

Where is Brooks Note Wines, LLC based?

Brooks Note Wines, LLC is based in Mill Valley, California.

When did Brooks Note Wines, LLC launch?

Brooks Note Wines, LLC reports its first sale in Nov 2019.

Size compared with every real estate fund

Raised more than 40% of the 1,091 real estate funds based in California, and more than 21% of all 7,337 that report sales.

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