AltMountain

Caerus NC IV, LLC

West Lake Hills, TX · CIK 1784828
Status: no Form D since Aug 2022. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Caerus NC IV, LLC is a venture capital fund based in West Lake Hills, Texas. According to its most recent Form D, filed Aug 24, 2022, it has sold $1,525,000 of interests to 12 investors since its first sale in Sep 2019. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Caerus NC IV Management, LLC; Michael Cheung.

Total raised
$1,525,000Cumulative sales reported on Form D
Investors
12
First sale
Sep 30, 2019
Minimum investment
None set
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Caerus NC IV Management, LLC; Michael Cheung
Latest Form D
Aug 24, 2022

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Caerus NC IV, LLC

What is the minimum investment for Caerus NC IV, LLC?

Caerus NC IV, LLC's latest Form D, filed Aug 24, 2022, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in Caerus NC IV, LLC?

Caerus NC IV, LLC is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has Caerus NC IV, LLC raised?

Caerus NC IV, LLC reports $1,525,000 sold from 12 investors on its Form D filed Aug 24, 2022. This is cumulative sales since the offering began, not current assets or performance.

Where is Caerus NC IV, LLC based?

Caerus NC IV, LLC is based in West Lake Hills, Texas.

When did Caerus NC IV, LLC launch?

Caerus NC IV, LLC reports its first sale in Sep 2019.

Size compared with every venture capital fund

Raised more than 58% of the 489 venture capital funds based in Texas, and more than 68% of all 14,840 that report sales.

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