CAIS Holdings LLC is a private investment fund based in New York, New York. According to its most recent Form D, filed Dec 9, 2019, it has sold $6,270,000 of interests to 18 investors since its first sale in Nov 2018. The minimum investment it accepts from an outside investor is $25,000. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Matthew Brown; CAIS Holdings Management LLC.
- Total raised
- $6,270,000Cumulative sales reported on Form D
- Investors
- 18
- First sale
- Nov 30, 2018
- Minimum investment
- $25,000
- Who can invest
- Qualified purchasersSection 3(c)(7): generally $5M+ in investments
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Matthew Brown; CAIS Holdings Management LLC
- Latest Form D
- Dec 9, 2019
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about CAIS Holdings LLC
What is the minimum investment for CAIS Holdings LLC?
According to its latest Form D, filed Dec 9, 2019, the minimum investment CAIS Holdings LLC accepts from an outside investor is $25,000.
Who can invest in CAIS Holdings LLC?
CAIS Holdings LLC is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.
How much has CAIS Holdings LLC raised?
CAIS Holdings LLC reports $6,270,000 sold from 18 investors on its Form D filed Dec 9, 2019. This is cumulative sales since the offering began, not current assets or performance.
Where is CAIS Holdings LLC based?
CAIS Holdings LLC is based in New York, New York.
When did CAIS Holdings LLC launch?
CAIS Holdings LLC reports its first sale in Nov 2018.
Size compared with every private investment fund
Raised more than 43% of the 2,847 private investment funds based in New York, and more than 35% of all 10,333 that report sales.