AltMountain

Capital Alliance, LLC

San Rafael, CA · CIK 1481639
Status: no Form D since Feb 2020. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Capital Alliance, LLC is a private investment fund based in San Rafael, California. According to its most recent Form D, filed Feb 21, 2020, it has sold $210,000 of interests to 2 investors since its first sale in Dec 2019. The minimum investment it accepts from an outside investor is $25,000. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Dennis Konczal; J.R. Sandell; William Aubrey.

Total raised
$210,000Cumulative sales reported on Form D
Investors
2
First sale
Dec 13, 2019
Minimum investment
$25,000
Who can invest
Not stated
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Dennis Konczal; J.R. Sandell; William Aubrey
Latest Form D
Feb 21, 2020

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Capital Alliance, LLC

What is the minimum investment for Capital Alliance, LLC?

According to its latest Form D, filed Feb 21, 2020, the minimum investment Capital Alliance, LLC accepts from an outside investor is $25,000.

Who can invest in Capital Alliance, LLC?

Capital Alliance, LLC is generally open only to investors who meet the eligibility rules in its offering documents. It uses Rule 506(b), which does not allow general advertising.

How much has Capital Alliance, LLC raised?

Capital Alliance, LLC reports $210,000 sold from 2 investors on its Form D filed Feb 21, 2020. This is cumulative sales since the offering began, not current assets or performance.

Where is Capital Alliance, LLC based?

Capital Alliance, LLC is based in San Rafael, California.

When did Capital Alliance, LLC launch?

Capital Alliance, LLC reports its first sale in Dec 2019.

Size compared with every private investment fund

Raised more than 28% of the 1,719 private investment funds based in California, and more than 4% of all 10,266 that report sales.

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