AltMountain

Caplight Fund OSA LLC

Salt Lake City, UT · CIK 1915766
Status: no Form D since May 2022. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Caplight Fund OSA LLC is a private investment fund based in Salt Lake City, Utah. According to its most recent Form D, filed May 9, 2022, it has sold $393,558 of interests to 1 investor since its first sale in May 2022. The minimum investment it accepts from an outside investor is $100,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Jeremy Neilson; Richard Thoms; LLC Assure Fund Management II.

Total raised
$393,558Cumulative sales reported on Form D
Investors
1
First sale
May 5, 2022
Minimum investment
$100,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Jeremy Neilson; Richard Thoms; LLC Assure Fund Management II
Latest Form D
May 9, 2022

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Caplight Fund OSA LLC

What is the minimum investment for Caplight Fund OSA LLC?

According to its latest Form D, filed May 9, 2022, the minimum investment Caplight Fund OSA LLC accepts from an outside investor is $100,000.

Who can invest in Caplight Fund OSA LLC?

Caplight Fund OSA LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has Caplight Fund OSA LLC raised?

Caplight Fund OSA LLC reports $393,558 sold from 1 investor on its Form D filed May 9, 2022. This is cumulative sales since the offering began, not current assets or performance.

Where is Caplight Fund OSA LLC based?

Caplight Fund OSA LLC is based in Salt Lake City, Utah.

When did Caplight Fund OSA LLC launch?

Caplight Fund OSA LLC reports its first sale in May 2022.

Size compared with every private investment fund

Raised more than 37% of the 197 private investment funds based in Utah, and more than 7% of all 10,333 that report sales.

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