AltMountain

Caplight Fund SMT LLC

Salt Lake City, UT · CIK 1928624
Status: no Form D since May 2022. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Caplight Fund SMT LLC is a private investment fund based in Salt Lake City, Utah. According to its most recent Form D, filed May 20, 2022, it has sold $2,577,323 of interests to 1 investor since its first sale in May 2022. The minimum investment it accepts from an outside investor is $2,577,323. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include LLC Assure Fund Management II; Richard Thoms; Jeremy Neilson.

Total raised
$2,577,323Cumulative sales reported on Form D
Investors
1
First sale
May 18, 2022
Minimum investment
$2,577,323
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
LLC Assure Fund Management II; Richard Thoms; Jeremy Neilson
Latest Form D
May 20, 2022

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Caplight Fund SMT LLC

What is the minimum investment for Caplight Fund SMT LLC?

According to its latest Form D, filed May 20, 2022, the minimum investment Caplight Fund SMT LLC accepts from an outside investor is $2,577,323.

Who can invest in Caplight Fund SMT LLC?

Caplight Fund SMT LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has Caplight Fund SMT LLC raised?

Caplight Fund SMT LLC reports $2,577,323 sold from 1 investor on its Form D filed May 20, 2022. This is cumulative sales since the offering began, not current assets or performance.

Where is Caplight Fund SMT LLC based?

Caplight Fund SMT LLC is based in Salt Lake City, Utah.

When did Caplight Fund SMT LLC launch?

Caplight Fund SMT LLC reports its first sale in May 2022.

Size compared with every private investment fund

Raised more than 66% of the 197 private investment funds based in Utah, and more than 24% of all 10,333 that report sales.

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