AltMountain

CASA Partners IX LP

New York, NY · CIK 1853878
Status: no Form D since Apr 2022. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

CASA Partners IX LP is a private investment fund based in New York, New York. According to its most recent Form D, filed Apr 15, 2022, it has sold $301,648,000 of interests to 35 investors since its first sale in Apr 2021. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Nuveen Alternatives Advisors LLC; Mike Schwaab; Brian Eby.

Total raised
$301,648,000Cumulative sales reported on Form D
Investors
35
First sale
Apr 16, 2021
Minimum investment
None set
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Nuveen Alternatives Advisors LLC; Mike Schwaab; Brian Eby
Latest Form D
Apr 15, 2022

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Raise history

FiledFilingTotal raisedInvestorsSource
Apr 15, 2022Form D/A (amendment)$301,648,00035SEC.gov ↗
Apr 16, 2021Form D$00SEC.gov ↗

2 Form D filings in the SEC's electronic records (2008 onward), the earliest on Apr 16, 2021. Each filing reports the cumulative amount sold and the number of investors to that date, as the fund filed it. Not verified, and not the fund's current assets. Source: U.S. Securities and Exchange Commission, Form D data sets.

Questions about CASA Partners IX LP

What is the minimum investment for CASA Partners IX LP?

CASA Partners IX LP's latest Form D, filed Apr 15, 2022, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in CASA Partners IX LP?

CASA Partners IX LP is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has CASA Partners IX LP raised?

CASA Partners IX LP reports $301,648,000 sold from 35 investors on its Form D filed Apr 15, 2022. This is cumulative sales since the offering began, not current assets or performance.

Where is CASA Partners IX LP based?

CASA Partners IX LP is based in New York, New York.

When did CASA Partners IX LP launch?

CASA Partners IX LP reports its first sale in Apr 2021.

Size compared with every private investment fund

Raised more than 83% of the 2,847 private investment funds based in New York, and more than 84% of all 10,333 that report sales.

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