AltMountain

Compliance Matter Services, LLC

Healdsburg, CA · CIK 1505007
Status: no Form D since Jan 2011. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Compliance Matter Services, LLC is a venture capital fund based in Healdsburg, California. According to its most recent Form D, filed Jan 11, 2011, it has sold $13,620,000 of interests to 1 investor since its first sale in Dec 2010. The filing does not set a minimum investment. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. Related persons named in the filing include Organizational Funding Services, LLC; RTLC Management, LLC.

Total raised
$13,620,000Cumulative sales reported on Form D
Investors
1
First sale
Dec 28, 2010
Minimum investment
None set
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Other exemption
Key people and entities
Organizational Funding Services, LLC; RTLC Management, LLC
Latest Form D
Jan 11, 2011

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Compliance Matter Services, LLC

What is the minimum investment for Compliance Matter Services, LLC?

Compliance Matter Services, LLC's latest Form D, filed Jan 11, 2011, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in Compliance Matter Services, LLC?

Compliance Matter Services, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1).

How much has Compliance Matter Services, LLC raised?

Compliance Matter Services, LLC reports $13,620,000 sold from 1 investor on its Form D filed Jan 11, 2011. This is cumulative sales since the offering began, not current assets or performance.

Where is Compliance Matter Services, LLC based?

Compliance Matter Services, LLC is based in Healdsburg, California.

When did Compliance Matter Services, LLC launch?

Compliance Matter Services, LLC reports its first sale in Dec 2010.

Size compared with every venture capital fund

Raised more than 79% of the 2,222 venture capital funds based in California, and more than 90% of all 14,829 that report sales.

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