AltMountain

DVI LLC Series K4

Wilmington, DE · CIK 1946004
Status: no Form D since Dec 2022. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

DVI LLC Series K4 is a private investment fund based in Wilmington, Delaware. According to its most recent Form D, filed Dec 16, 2022, it has sold $4,280,000 of interests to 42 investors since its first sale in Dec 2022. The filing does not set a minimum investment. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include John Parmigiani.

Total raised
$4,280,000Cumulative sales reported on Form D
Investors
42
First sale
Dec 6, 2022
Minimum investment
None set
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
John Parmigiani
Latest Form D
Dec 16, 2022

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about DVI LLC Series K4

What is the minimum investment for DVI LLC Series K4?

DVI LLC Series K4's latest Form D, filed Dec 16, 2022, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in DVI LLC Series K4?

DVI LLC Series K4 is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has DVI LLC Series K4 raised?

DVI LLC Series K4 reports $4,280,000 sold from 42 investors on its Form D filed Dec 16, 2022. This is cumulative sales since the offering began, not current assets or performance.

Where is DVI LLC Series K4 based?

DVI LLC Series K4 is based in Wilmington, Delaware.

When did DVI LLC Series K4 launch?

DVI LLC Series K4 reports its first sale in Dec 2022.

Size compared with every private investment fund

Raised more than 59% of the 465 private investment funds based in Delaware, and more than 30% of all 10,333 that report sales.

Other funds with the same team

More private investment funds in Wilmington

Similar-size private investment funds in Delaware

All private investment funds in Delaware