E Squared IV, LLC is a private investment fund based in New York. According to its most recent Form D, filed Dec 6, 2018, it has sold $340,000 of interests to 11 investors since its first sale in Jan 2017. The filing does not set a minimum investment. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Richard Thoms; LLC E Squared IV; LLC Assure Fund Management II.
- Total raised
- $340,000Cumulative sales reported on Form D
- Investors
- 11
- First sale
- Jan 17, 2017
- Minimum investment
- None set
- Who can invest
- Accredited investorsSection 3(c)(1): up to 100 beneficial owners
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Richard Thoms; LLC E Squared IV; LLC Assure Fund Management II
- Latest Form D
- Dec 6, 2018
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about E Squared IV, LLC
What is the minimum investment for E Squared IV, LLC?
E Squared IV, LLC's latest Form D, filed Dec 6, 2018, does not set a minimum investment. Managers can still require one in the offering documents.
Who can invest in E Squared IV, LLC?
E Squared IV, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.
How much has E Squared IV, LLC raised?
E Squared IV, LLC reports $340,000 sold from 11 investors on its Form D filed Dec 6, 2018. This is cumulative sales since the offering began, not current assets or performance.
Where is E Squared IV, LLC based?
E Squared IV, LLC is based in New York.
When did E Squared IV, LLC launch?
E Squared IV, LLC reports its first sale in Jan 2017.