AltMountain

Efficient Alpha Portfolio (C), Ltd.

Boston, MA · CIK 1717065
Status: no Form D since Apr 2021. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Efficient Alpha Portfolio (C), Ltd. is a private investment fund based in Boston, Massachusetts. According to its most recent Form D, filed Apr 8, 2021, it has sold $23,225,000 of interests to 2 investors since its first sale in Sep 2017. The minimum investment it accepts from an outside investor is $10,000,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Peter Hodson; Pearse Griffith; Paul Dimitruk.

Total raised
$23,225,000Cumulative sales reported on Form D
Investors
2
First sale
Sep 1, 2017
Minimum investment
$10,000,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Peter Hodson; Pearse Griffith; Paul Dimitruk
Latest Form D
Apr 8, 2021

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Efficient Alpha Portfolio (C), Ltd.

What is the minimum investment for Efficient Alpha Portfolio (C), Ltd.?

According to its latest Form D, filed Apr 8, 2021, the minimum investment Efficient Alpha Portfolio (C), Ltd. accepts from an outside investor is $10,000,000.

Who can invest in Efficient Alpha Portfolio (C), Ltd.?

Efficient Alpha Portfolio (C), Ltd. is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has Efficient Alpha Portfolio (C), Ltd. raised?

Efficient Alpha Portfolio (C), Ltd. reports $23,225,000 sold from 2 investors on its Form D filed Apr 8, 2021. This is cumulative sales since the offering began, not current assets or performance.

Where is Efficient Alpha Portfolio (C), Ltd. based?

Efficient Alpha Portfolio (C), Ltd. is based in Boston, Massachusetts.

When did Efficient Alpha Portfolio (C), Ltd. launch?

Efficient Alpha Portfolio (C), Ltd. reports its first sale in Sep 2017.

Size compared with every private investment fund

Raised more than 47% of the 540 private investment funds based in Massachusetts, and more than 52% of all 10,212 that report sales.

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