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EM Plus CEF Fund

Greenville, DE · CIK 1468225 · Sponsor: City of London Investment Management Company Limited
Status: no Form D since Jan 2024. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

EM Plus CEF Fund is a private investment fund based in Greenville, Delaware. According to its most recent Form D, filed Jan 19, 2024, it has sold $59,004,433 of interests to 3 investors since its first sale in Feb 2009. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include BNY Mellon Trust of Delaware; City of London Investment Management Company Limited.

Total raised
$59,004,433Cumulative sales reported on Form D
Investors
3
First sale
Feb 17, 2009
Minimum investment
None set
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
BNY Mellon Trust of Delaware; City of London Investment Management Company Limited
Latest Form D
Jan 19, 2024

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about EM Plus CEF Fund

What is the minimum investment for EM Plus CEF Fund?

EM Plus CEF Fund's latest Form D, filed Jan 19, 2024, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in EM Plus CEF Fund?

EM Plus CEF Fund is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has EM Plus CEF Fund raised?

EM Plus CEF Fund reports $59,004,433 sold from 3 investors on its Form D filed Jan 19, 2024. This is cumulative sales since the offering began, not current assets or performance.

Where is EM Plus CEF Fund based?

EM Plus CEF Fund is based in Greenville, Delaware.

When did EM Plus CEF Fund launch?

EM Plus CEF Fund reports its first sale in Feb 2009.

Size compared with every private investment fund

Raised more than 86% of the 443 private investment funds based in Delaware, and more than 64% of all 10,255 that report sales.

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