AltMountain

Ethos AD, LLC

San Francisco, CA · CIK 1910255
Status: no Form D since Mar 2022. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Ethos AD, LLC is a private investment fund based in San Francisco, California. According to its most recent Form D, filed Mar 28, 2022, it has sold $1,200,000 of interests to 5 investors since its first sale in Jul 2021. The minimum investment it accepts from an outside investor is $100,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Ethos GP, LLC; Ethos Manager, LLC.

Total raised
$1,200,000Cumulative sales reported on Form D
Investors
5
First sale
Jul 29, 2021
Minimum investment
$100,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Net asset value range
$1 - $5,000,000Self-reported
Key people and entities
Ethos GP, LLC; Ethos Manager, LLC
Latest Form D
Mar 28, 2022

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Ethos AD, LLC

What is the minimum investment for Ethos AD, LLC?

According to its latest Form D, filed Mar 28, 2022, the minimum investment Ethos AD, LLC accepts from an outside investor is $100,000.

Who can invest in Ethos AD, LLC?

Ethos AD, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has Ethos AD, LLC raised?

Ethos AD, LLC reports $1,200,000 sold from 5 investors on its Form D filed Mar 28, 2022. This is cumulative sales since the offering began, not current assets or performance.

Where is Ethos AD, LLC based?

Ethos AD, LLC is based in San Francisco, California.

When did Ethos AD, LLC launch?

Ethos AD, LLC reports its first sale in Jul 2021.

Size compared with every private investment fund

Raised more than 37% of the 1,702 private investment funds based in California, and more than 16% of all 10,212 that report sales.

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