AltMountain

Ethos NZ LLC

San Francisco, CA · CIK 1909125
Status: no Form D since Mar 2022. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Ethos NZ LLC is a private investment fund based in San Francisco, California. According to its most recent Form D, filed Mar 28, 2022, it has sold $4,685,000 of interests to 33 investors since its first sale in Jan 2022. The minimum investment it accepts from an outside investor is $100,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Ethos Manager, LLC; Ethos GP, LLC.

Total raised
$4,685,000Cumulative sales reported on Form D
Investors
33
First sale
Jan 4, 2022
Minimum investment
$100,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Net asset value range
$1 - $5,000,000Self-reported
Key people and entities
Ethos Manager, LLC; Ethos GP, LLC
Latest Form D
Mar 28, 2022

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Ethos NZ LLC

What is the minimum investment for Ethos NZ LLC?

According to its latest Form D, filed Mar 28, 2022, the minimum investment Ethos NZ LLC accepts from an outside investor is $100,000.

Who can invest in Ethos NZ LLC?

Ethos NZ LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has Ethos NZ LLC raised?

Ethos NZ LLC reports $4,685,000 sold from 33 investors on its Form D filed Mar 28, 2022. This is cumulative sales since the offering began, not current assets or performance.

Where is Ethos NZ LLC based?

Ethos NZ LLC is based in San Francisco, California.

When did Ethos NZ LLC launch?

Ethos NZ LLC reports its first sale in Jan 2022.

Size compared with every private investment fund

Raised more than 51% of the 1,714 private investment funds based in California, and more than 30% of all 10,255 that report sales.

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