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Fall River Capital Fund LLC

Mequon, WI · CIK 1313076
Status: no Form D since Apr 2009. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Fall River Capital Fund LLC is a private investment fund based in Mequon, Wisconsin. According to its most recent Form D, filed Apr 24, 2009, it has sold $4,312,945 of interests to 6 investors since its first sale in Dec 2004. The minimum investment it accepts from an outside investor is $200,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. Related persons named in the filing include Robert Friedl; Charles Wright; Frank Pusateri.

Total raised
$4,312,945Cumulative sales reported on Form D
Investors
6
First sale
Dec 1, 2004
Minimum investment
$200,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Other exemption
Net asset value range
$1 - $5,000,000Self-reported
Key people and entities
Robert Friedl; Charles Wright; Frank Pusateri
Latest Form D
Apr 24, 2009

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Fall River Capital Fund LLC

What is the minimum investment for Fall River Capital Fund LLC?

According to its latest Form D, filed Apr 24, 2009, the minimum investment Fall River Capital Fund LLC accepts from an outside investor is $200,000.

Who can invest in Fall River Capital Fund LLC?

Fall River Capital Fund LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1).

How much has Fall River Capital Fund LLC raised?

Fall River Capital Fund LLC reports $4,312,945 sold from 6 investors on its Form D filed Apr 24, 2009. This is cumulative sales since the offering began, not current assets or performance.

Where is Fall River Capital Fund LLC based?

Fall River Capital Fund LLC is based in Mequon, Wisconsin.

When did Fall River Capital Fund LLC launch?

Fall River Capital Fund LLC reports its first sale in Dec 2004.

Size compared with every private investment fund

Raised more than 25% of the 60 private investment funds based in Wisconsin, and more than 30% of all 10,287 that report sales.

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All private investment funds in Wisconsin