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FFL Parallel Fund IV, L.P.

San Francisco, CA · CIK 1594335
Status: no Form D since Dec 2014. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

FFL Parallel Fund IV, L.P. is a private equity fund based in San Francisco, California. According to its most recent Form D, filed Dec 17, 2014, it has sold $28,013,771 of interests to 5 investors since its first sale in Dec 2013. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Christopher Masto; FFL GP IV, L.p; Tully Friedman.

Total raised
$28,013,771Cumulative sales reported on Form D
Investors
5
First sale
Dec 19, 2013
Minimum investment
None set
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Christopher Masto; FFL GP IV, L.p; Tully Friedman
Latest Form D
Dec 17, 2014

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about FFL Parallel Fund IV, L.P.

What is the minimum investment for FFL Parallel Fund IV, L.P.?

FFL Parallel Fund IV, L.P.'s latest Form D, filed Dec 17, 2014, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in FFL Parallel Fund IV, L.P.?

FFL Parallel Fund IV, L.P. is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has FFL Parallel Fund IV, L.P. raised?

FFL Parallel Fund IV, L.P. reports $28,013,771 sold from 5 investors on its Form D filed Dec 17, 2014. This is cumulative sales since the offering began, not current assets or performance.

Where is FFL Parallel Fund IV, L.P. based?

FFL Parallel Fund IV, L.P. is based in San Francisco, California.

When did FFL Parallel Fund IV, L.P. launch?

FFL Parallel Fund IV, L.P. reports its first sale in Dec 2013.

Size compared with every private equity fund

Raised more than 77% of the 1,747 private equity funds based in California, and more than 56% of all 8,950 that report sales.

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