AltMountain

Funding Circle Notes Program, LLC

San Francisco, CA · CIK 1622809
506(c)
Status: no Form D since Dec 2019. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Funding Circle Notes Program, LLC is a private investment fund based in San Francisco, California. According to its most recent Form D, filed Dec 11, 2019, it has sold $272,883,649 of interests to 435 investors since its first sale in Oct 2014. The minimum investment it accepts from an outside investor is $500. The offering uses Rule 506(c), which permits general advertising to investors verified as accredited. Related persons named in the filing include Kathryn Widdoes; Jennifer Schwartz; Richard Stephenson.

Total raised
$272,883,649Cumulative sales reported on Form D
Investors
435
First sale
Oct 15, 2014
Minimum investment
$500
Who can invest
Not stated
Offering exemption
Rule 506(c)May advertise; investors must be verified as accredited
Key people and entities
Kathryn Widdoes; Jennifer Schwartz; Richard Stephenson
Latest Form D
Dec 11, 2019

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Funding Circle Notes Program, LLC

What is the minimum investment for Funding Circle Notes Program, LLC?

According to its latest Form D, filed Dec 11, 2019, the minimum investment Funding Circle Notes Program, LLC accepts from an outside investor is $500.

Who can invest in Funding Circle Notes Program, LLC?

Funding Circle Notes Program, LLC is generally open only to investors who meet the eligibility rules in its offering documents. It uses Rule 506(c), so it may advertise, but every investor must be verified as accredited.

How much has Funding Circle Notes Program, LLC raised?

Funding Circle Notes Program, LLC reports $272,883,649 sold from 435 investors on its Form D filed Dec 11, 2019. This is cumulative sales since the offering began, not current assets or performance.

Where is Funding Circle Notes Program, LLC based?

Funding Circle Notes Program, LLC is based in San Francisco, California.

When did Funding Circle Notes Program, LLC launch?

Funding Circle Notes Program, LLC reports its first sale in Oct 2014.

Size compared with every private investment fund

Raised more than 90% of the 1,702 private investment funds based in California, and more than 82% of all 10,212 that report sales.

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