AltMountain

GEM Trust Risk Controlled 1

Wilmington, DE · CIK 1792801
Status: no Form D since Nov 2019. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

GEM Trust Risk Controlled 1 is a private investment fund based in Wilmington, Delaware. According to its most recent Form D, filed Nov 14, 2019, it has sold $756,906,657 of interests to 3 investors since its first sale in Oct 2004. The minimum investment it accepts from an outside investor is $20,000,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include DuPont Capital Management Corporation; State Street Bank and Trust Company.

Total raised
$756,906,657Cumulative sales reported on Form D
Investors
3
First sale
Oct 1, 2004
Minimum investment
$20,000,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
DuPont Capital Management Corporation; State Street Bank and Trust Company
Latest Form D
Nov 14, 2019

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about GEM Trust Risk Controlled 1

What is the minimum investment for GEM Trust Risk Controlled 1?

According to its latest Form D, filed Nov 14, 2019, the minimum investment GEM Trust Risk Controlled 1 accepts from an outside investor is $20,000,000.

Who can invest in GEM Trust Risk Controlled 1?

GEM Trust Risk Controlled 1 is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has GEM Trust Risk Controlled 1 raised?

GEM Trust Risk Controlled 1 reports $756,906,657 sold from 3 investors on its Form D filed Nov 14, 2019. This is cumulative sales since the offering began, not current assets or performance.

Where is GEM Trust Risk Controlled 1 based?

GEM Trust Risk Controlled 1 is based in Wilmington, Delaware.

When did GEM Trust Risk Controlled 1 launch?

GEM Trust Risk Controlled 1 reports its first sale in Oct 2004.

Size compared with every private investment fund

Raised more than 96% of the 463 private investment funds based in Delaware, and more than 91% of all 10,311 that report sales.

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