AltMountain

Guggenheim Core Plus Fund, Ltd.

Santa Monica, CA · CIK 1665174
Status: no Form D since Mar 2023. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Guggenheim Core Plus Fund, Ltd. is a private investment fund based in Santa Monica, California. According to its most recent Form D, filed Mar 17, 2023, it has sold $62,000,000 of interests to 2 investors since its first sale in Apr 2016. The minimum investment it accepts from an outside investor is $100,000. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Anne Walsh; Kevin Solomon; Adam Bloch.

Total raised
$62,000,000Cumulative sales reported on Form D
Investors
2
First sale
Apr 1, 2016
Minimum investment
$100,000
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Anne Walsh; Kevin Solomon; Adam Bloch
Latest Form D
Mar 17, 2023

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Guggenheim Core Plus Fund, Ltd.

What is the minimum investment for Guggenheim Core Plus Fund, Ltd.?

According to its latest Form D, filed Mar 17, 2023, the minimum investment Guggenheim Core Plus Fund, Ltd. accepts from an outside investor is $100,000.

Who can invest in Guggenheim Core Plus Fund, Ltd.?

Guggenheim Core Plus Fund, Ltd. is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has Guggenheim Core Plus Fund, Ltd. raised?

Guggenheim Core Plus Fund, Ltd. reports $62,000,000 sold from 2 investors on its Form D filed Mar 17, 2023. This is cumulative sales since the offering began, not current assets or performance.

Where is Guggenheim Core Plus Fund, Ltd. based?

Guggenheim Core Plus Fund, Ltd. is based in Santa Monica, California.

When did Guggenheim Core Plus Fund, Ltd. launch?

Guggenheim Core Plus Fund, Ltd. reports its first sale in Apr 2016.

Size compared with every private investment fund

Raised more than 77% of the 1,717 private investment funds based in California, and more than 65% of all 10,287 that report sales.

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