Headwater Capital, Inc.
Headwater Capital, Inc. is a real estate fund based in Ketchum, Idaho. According to its most recent Form D, filed Apr 12, 2016, it has sold $460,600 of interests to 3 investors since its first sale in Mar 2016. The filing does not set a minimum investment. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Richard LeFaivre; William Ziebell; Bill Fowler.
- Total raised
- $460,600Cumulative sales reported on Form D
- Investors
- 3
- First sale
- Mar 10, 2016
- Minimum investment
- None set
- Who can invest
- Not stated
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Richard LeFaivre; William Ziebell; Bill Fowler
- Latest Form D
- Apr 12, 2016
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Raise history
| Filed | Filing | Total raised | Investors | Source |
|---|---|---|---|---|
| Apr 12, 2016 | First notice | $460,600 | 3 | SEC.gov ↗ |
| Mar 31, 2016 | First notice | $9,000 | 4 | SEC.gov ↗ |
2 Form D filings in the SEC's electronic records (2008 onward), the earliest on Mar 31, 2016. Each filing reports the cumulative amount sold and the number of investors to that date, as the fund filed it. Not verified, and not the fund's current assets. Source: U.S. Securities and Exchange Commission, Form D data sets.
Questions about Headwater Capital, Inc.
What is the minimum investment for Headwater Capital, Inc.?
Headwater Capital, Inc.'s latest Form D, filed Apr 12, 2016, does not set a minimum investment. Managers can still require one in the offering documents.
Who can invest in Headwater Capital, Inc.?
Headwater Capital, Inc. is generally open only to investors who meet the eligibility rules in its offering documents. It uses Rule 506(b), which does not allow general advertising.
How much has Headwater Capital, Inc. raised?
Headwater Capital, Inc. reports $460,600 sold from 3 investors on its Form D filed Apr 12, 2016. This is cumulative sales since the offering began, not current assets or performance.
Where is Headwater Capital, Inc. based?
Headwater Capital, Inc. is based in Ketchum, Idaho.
When did Headwater Capital, Inc. launch?
Headwater Capital, Inc. reports its first sale in Mar 2016.
Size compared with every real estate fund
Raised more than 43% of the 81 real estate funds based in Idaho, and more than 23% of all 7,351 that report sales.