AltMountain

Junius CAA LP

New York, NY · CIK 1592751
Status: no Form D since Nov 2013. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Junius CAA LP is a private investment fund based in New York. According to its most recent Form D, filed Nov 26, 2013, it has sold $61,000,000 of interests to 3 investors since its first sale in Nov 2013. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include John Fraser; Richard Gomel; David Godbout.

Total raised
$61,000,000Cumulative sales reported on Form D
Investors
3
First sale
Nov 14, 2013
Minimum investment
None set
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
John Fraser; Richard Gomel; David Godbout
Latest Form D
Nov 26, 2013

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Junius CAA LP

What is the minimum investment for Junius CAA LP?

Junius CAA LP's latest Form D, filed Nov 26, 2013, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in Junius CAA LP?

Junius CAA LP is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has Junius CAA LP raised?

Junius CAA LP reports $61,000,000 sold from 3 investors on its Form D filed Nov 26, 2013. This is cumulative sales since the offering began, not current assets or performance.

Where is Junius CAA LP based?

Junius CAA LP is based in New York.

When did Junius CAA LP launch?

Junius CAA LP reports its first sale in Nov 2013.

Size compared with every private investment fund

Raised more than 65% of the 2,809 private investment funds based in , and more than 65% of all 10,212 that report sales.

More private investment funds in New York

Similar-size private investment funds in

All private investment funds in