AltMountain

Klingenstein Fields Global Fund LP

New York, NY · CIK 1414084
Status: no Form D since Nov 2015. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Klingenstein Fields Global Fund LP is a private investment fund based in New York, New York. According to its most recent Form D, filed Nov 13, 2015, it has sold $4,240,000 of interests to 16 investors since its first sale in Jun 2007. The filing does not set a minimum investment. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include James Fields; Jonathan Roberts; KFGF Management LLC.

Total raised
$4,240,000Cumulative sales reported on Form D
Investors
16
First sale
Jun 1, 2007
Minimum investment
None set
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
James Fields; Jonathan Roberts; KFGF Management LLC
Latest Form D
Nov 13, 2015

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Klingenstein Fields Global Fund LP

What is the minimum investment for Klingenstein Fields Global Fund LP?

Klingenstein Fields Global Fund LP's latest Form D, filed Nov 13, 2015, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in Klingenstein Fields Global Fund LP?

Klingenstein Fields Global Fund LP is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has Klingenstein Fields Global Fund LP raised?

Klingenstein Fields Global Fund LP reports $4,240,000 sold from 16 investors on its Form D filed Nov 13, 2015. This is cumulative sales since the offering began, not current assets or performance.

Where is Klingenstein Fields Global Fund LP based?

Klingenstein Fields Global Fund LP is based in New York, New York.

When did Klingenstein Fields Global Fund LP launch?

Klingenstein Fields Global Fund LP reports its first sale in Jun 2007.

Size compared with every private investment fund

Raised more than 39% of the 2,824 private investment funds based in New York, and more than 29% of all 10,270 that report sales.

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