AltMountain

Legacy Harmony, Ltd.

Los Angeles, CA · CIK 1609858
Status: no Form D since Jun 2014. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Legacy Harmony, Ltd. is a private equity fund based in Los Angeles, California. According to its most recent Form D, filed Jun 13, 2014, it has sold $112,332,500 of interests to 149 investors since its first sale in Jun 2014. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Russell Riopelle; James Gertler; Robert Choi.

Total raised
$112,332,500Cumulative sales reported on Form D
Investors
149
First sale
Jun 2, 2014
Minimum investment
None set
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Russell Riopelle; James Gertler; Robert Choi
Latest Form D
Jun 13, 2014

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Legacy Harmony, Ltd.

What is the minimum investment for Legacy Harmony, Ltd.?

Legacy Harmony, Ltd.'s latest Form D, filed Jun 13, 2014, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in Legacy Harmony, Ltd.?

Legacy Harmony, Ltd. is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has Legacy Harmony, Ltd. raised?

Legacy Harmony, Ltd. reports $112,332,500 sold from 149 investors on its Form D filed Jun 13, 2014. This is cumulative sales since the offering began, not current assets or performance.

Where is Legacy Harmony, Ltd. based?

Legacy Harmony, Ltd. is based in Los Angeles, California.

When did Legacy Harmony, Ltd. launch?

Legacy Harmony, Ltd. reports its first sale in Jun 2014.

Size compared with every private equity fund

Raised more than 88% of the 1,737 private equity funds based in California, and more than 74% of all 8,889 that report sales.

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