Lumerity Effectual, LLC
Lumerity Effectual, LLC is a private investment fund based in Greenwich, Connecticut. According to its most recent Form D, filed Jun 4, 2021, it has sold $10,000,000 of interests to 17 investors since its first sale in May 2020. The minimum investment it accepts from an outside investor is $1,000,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Matthew Kim; Lumerity Capital, LLC.
- Total raised
- $10,000,000Cumulative sales reported on Form D
- Investors
- 17
- First sale
- May 29, 2020
- Minimum investment
- $1,000,000
- Who can invest
- Accredited investorsSection 3(c)(1): up to 100 beneficial owners
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Matthew Kim; Lumerity Capital, LLC
- Latest Form D
- Jun 4, 2021
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Lumerity Effectual, LLC
What is the minimum investment for Lumerity Effectual, LLC?
According to its latest Form D, filed Jun 4, 2021, the minimum investment Lumerity Effectual, LLC accepts from an outside investor is $1,000,000.
Who can invest in Lumerity Effectual, LLC?
Lumerity Effectual, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.
How much has Lumerity Effectual, LLC raised?
Lumerity Effectual, LLC reports $10,000,000 sold from 17 investors on its Form D filed Jun 4, 2021. This is cumulative sales since the offering began, not current assets or performance.
Where is Lumerity Effectual, LLC based?
Lumerity Effectual, LLC is based in Greenwich, Connecticut.
When did Lumerity Effectual, LLC launch?
Lumerity Effectual, LLC reports its first sale in May 2020.
Size compared with every private investment fund
Raised more than 39% of the 305 private investment funds based in Connecticut, and more than 40% of all 10,212 that report sales.