MLCM Spectrum LLC
MLCM Spectrum LLC is a private investment fund based in Providence, Rhode Island. According to its most recent Form D, filed Sep 16, 2020, it has sold $14,000,000 of interests to 5 investors since its first sale in Sep 2020. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Heather Crosby.
- Total raised
- $14,000,000Cumulative sales reported on Form D
- Investors
- 5
- First sale
- Sep 9, 2020
- Minimum investment
- None set
- Who can invest
- Qualified purchasersSection 3(c)(7): generally $5M+ in investments
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Heather Crosby
- Latest Form D
- Sep 16, 2020
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about MLCM Spectrum LLC
What is the minimum investment for MLCM Spectrum LLC?
MLCM Spectrum LLC's latest Form D, filed Sep 16, 2020, does not set a minimum investment. Managers can still require one in the offering documents.
Who can invest in MLCM Spectrum LLC?
MLCM Spectrum LLC is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.
How much has MLCM Spectrum LLC raised?
MLCM Spectrum LLC reports $14,000,000 sold from 5 investors on its Form D filed Sep 16, 2020. This is cumulative sales since the offering began, not current assets or performance.
Where is MLCM Spectrum LLC based?
MLCM Spectrum LLC is based in Providence, Rhode Island.
When did MLCM Spectrum LLC launch?
MLCM Spectrum LLC reports its first sale in Sep 2020.
Size compared with every private investment fund
Raised more than 33% of the 27 private investment funds based in Rhode Island, and more than 46% of all 10,255 that report sales.