AltMountain

Nei IV, LLC

Waukesha, WI · CIK 1550977
Status: no Form D since Jun 2012. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Nei IV, LLC is a private equity fund based in Waukesha, Wisconsin. According to its most recent Form D, filed Jun 22, 2012, it has sold $10,000 of interests to 2 investors since its first sale in Jun 2012. The minimum investment it accepts from an outside investor is $5,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. Related persons named in the filing include Kurt Bechthold; Walter Dewey.

Total raised
$10,000Cumulative sales reported on Form D
Investors
2
First sale
Jun 21, 2012
Minimum investment
$5,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Other exemption
Key people and entities
Kurt Bechthold; Walter Dewey
Latest Form D
Jun 22, 2012

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Nei IV, LLC

What is the minimum investment for Nei IV, LLC?

According to its latest Form D, filed Jun 22, 2012, the minimum investment Nei IV, LLC accepts from an outside investor is $5,000.

Who can invest in Nei IV, LLC?

Nei IV, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1).

How much has Nei IV, LLC raised?

Nei IV, LLC reports $10,000 sold from 2 investors on its Form D filed Jun 22, 2012. This is cumulative sales since the offering began, not current assets or performance.

Where is Nei IV, LLC based?

Nei IV, LLC is based in Waukesha, Wisconsin.

When did Nei IV, LLC launch?

Nei IV, LLC reports its first sale in Jun 2012.

Size compared with every private equity fund

Raised more than 39% of the 18 private equity funds based in Wisconsin, and more than 0% of all 8,883 that report sales.

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