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NewSmith Global Absolute Return Fund

Dublin, Ireland · CIK 1516609
Offshore
Status: no Form D since Apr 2014. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

NewSmith Global Absolute Return Fund is a private investment fund based in Dublin, Ireland. According to its most recent Form D, filed Apr 28, 2014, it has sold $500,000 of interests to 1 investor since its first sale in Oct 2010. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Ronald Carlson; Gavin Caldwell; Paul Roy.

Total raised
$500,000Cumulative sales reported on Form D
Investors
1
First sale
Oct 1, 2010
Minimum investment
None set
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Ronald Carlson; Gavin Caldwell; Paul Roy
Latest Form D
Apr 28, 2014

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about NewSmith Global Absolute Return Fund

What is the minimum investment for NewSmith Global Absolute Return Fund?

NewSmith Global Absolute Return Fund's latest Form D, filed Apr 28, 2014, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in NewSmith Global Absolute Return Fund?

NewSmith Global Absolute Return Fund is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has NewSmith Global Absolute Return Fund raised?

NewSmith Global Absolute Return Fund reports $500,000 sold from 1 investor on its Form D filed Apr 28, 2014. This is cumulative sales since the offering began, not current assets or performance.

Where is NewSmith Global Absolute Return Fund based?

NewSmith Global Absolute Return Fund is based in Dublin, Ireland.

When did NewSmith Global Absolute Return Fund launch?

NewSmith Global Absolute Return Fund reports its first sale in Oct 2010.

Size compared with every private investment fund

Raised more than 16% of the 81 private investment funds based in Ireland, and more than 9% of all 10,263 that report sales.

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