Nine Paddock Investment, LLC is a private investment fund based in Tampa, Florida. According to its most recent Form D, filed Dec 7, 2023, it has sold $4,549,000 of interests to 10 investors since its first sale in Nov 2023. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Kenneth Jones; Nine Paddock Manager, LLC.
- Total raised
- $4,549,000Cumulative sales reported on Form D
- Investors
- 10
- First sale
- Nov 29, 2023
- Minimum investment
- None set
- Who can invest
- Qualified purchasersSection 3(c)(7): generally $5M+ in investments
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Kenneth Jones; Nine Paddock Manager, LLC
- Latest Form D
- Dec 7, 2023
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Foundations that report holding this fund
| Foundation | State | Value reported | Basis | Tax year ended |
|---|---|---|---|---|
| The Philip J & Carol J Lyons Foundation | AZ | $305,879 | fair market value | Sep 30, 2025 |
1 private foundation listed this fund by name among the investments on its IRS Form 990-PF. The value is the year-end figure the foundation reported, exactly as filed (fair market value where given, otherwise book value); holdings may have changed since, and other investors in the fund are not listed. Matched by the fund's full name; not verified by AltMountain or by the fund. Source: Internal Revenue Service, Form 990 series e-file data.
Questions about Nine Paddock Investment, LLC
What is the minimum investment for Nine Paddock Investment, LLC?
Nine Paddock Investment, LLC's latest Form D, filed Dec 7, 2023, does not set a minimum investment. Managers can still require one in the offering documents.
Who can invest in Nine Paddock Investment, LLC?
Nine Paddock Investment, LLC is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.
How much has Nine Paddock Investment, LLC raised?
Nine Paddock Investment, LLC reports $4,549,000 sold from 10 investors on its Form D filed Dec 7, 2023. This is cumulative sales since the offering began, not current assets or performance.
Where is Nine Paddock Investment, LLC based?
Nine Paddock Investment, LLC is based in Tampa, Florida.
When did Nine Paddock Investment, LLC launch?
Nine Paddock Investment, LLC reports its first sale in Nov 2023.
Size compared with every private investment fund
Raised more than 58% of the 868 private investment funds based in Florida, and more than 30% of all 10,333 that report sales.