NorthRock General Partner, LLC
NorthRock General Partner, LLC is a private investment fund based in San Francisco, California. According to its most recent Form D, filed Sep 22, 2009, it has sold $2,100,000 of interests to 16 investors since its first sale in Sep 2009. The filing does not set a minimum investment. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. Related persons named in the filing include Member Rockwood Capital, LLC; Edmond Kavounas; Peter Falco.
- Total raised
- $2,100,000Cumulative sales reported on Form D
- Investors
- 16
- First sale
- Sep 9, 2009
- Minimum investment
- None set
- Who can invest
- Accredited investorsSection 3(c)(1): up to 100 beneficial owners
- Offering exemption
- Other exemption
- Key people and entities
- Member Rockwood Capital, LLC; Edmond Kavounas; Peter Falco
- Latest Form D
- Sep 22, 2009
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about NorthRock General Partner, LLC
What is the minimum investment for NorthRock General Partner, LLC?
NorthRock General Partner, LLC's latest Form D, filed Sep 22, 2009, does not set a minimum investment. Managers can still require one in the offering documents.
Who can invest in NorthRock General Partner, LLC?
NorthRock General Partner, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1).
How much has NorthRock General Partner, LLC raised?
NorthRock General Partner, LLC reports $2,100,000 sold from 16 investors on its Form D filed Sep 22, 2009. This is cumulative sales since the offering began, not current assets or performance.
Where is NorthRock General Partner, LLC based?
NorthRock General Partner, LLC is based in San Francisco, California.
When did NorthRock General Partner, LLC launch?
NorthRock General Partner, LLC reports its first sale in Sep 2009.
Size compared with every private investment fund
Raised more than 42% of the 1,717 private investment funds based in California, and more than 21% of all 10,287 that report sales.