AltMountain

Nueces Capital LTD

Dallas, TX · CIK 1440724
Status: no Form D since Dec 2014. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Nueces Capital LTD is an energy fund based in Dallas, Texas. According to its most recent Form D, filed Dec 9, 2014, it has sold $10,250 of interests to 1 investor since its first sale in Oct 2014. The minimum investment it accepts from an outside investor is $10,250. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Brandon Dorsey; Rick Lockhart; Steve Allen.

Total raised
$10,250Cumulative sales reported on Form D
Investors
1
First sale
Oct 8, 2014
Minimum investment
$10,250
Who can invest
Not stated
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Brandon Dorsey; Rick Lockhart; Steve Allen
Latest Form D
Dec 9, 2014

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Nueces Capital LTD

What is the minimum investment for Nueces Capital LTD?

According to its latest Form D, filed Dec 9, 2014, the minimum investment Nueces Capital LTD accepts from an outside investor is $10,250.

Who can invest in Nueces Capital LTD?

Nueces Capital LTD is generally open only to investors who meet the eligibility rules in its offering documents. It uses Rule 506(b), which does not allow general advertising.

How much has Nueces Capital LTD raised?

Nueces Capital LTD reports $10,250 sold from 1 investor on its Form D filed Dec 9, 2014. This is cumulative sales since the offering began, not current assets or performance.

Where is Nueces Capital LTD based?

Nueces Capital LTD is based in Dallas, Texas.

When did Nueces Capital LTD launch?

Nueces Capital LTD reports its first sale in Oct 2014.

Size compared with every energy fund

Raised more than 42% of the 349 energy funds based in Texas, and more than 0% of all 332 that report sales.

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