AltMountain

Ontario 401 LLC

Chicago, IL · CIK 1656222
Status: no Form D since Oct 2015. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Ontario 401 LLC is a private equity fund based in Chicago, Illinois. According to its most recent Form D, filed Oct 21, 2015, it has sold $100,000 of interests to 1 investor since its first sale in Oct 2015. The minimum investment it accepts from an outside investor is $100,000. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Sean Conlon; Benjamin Burford.

Total raised
$100,000Cumulative sales reported on Form D
Investors
1
First sale
Oct 8, 2015
Minimum investment
$100,000
Who can invest
Not stated
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Sean Conlon; Benjamin Burford
Latest Form D
Oct 21, 2015

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Ontario 401 LLC

What is the minimum investment for Ontario 401 LLC?

According to its latest Form D, filed Oct 21, 2015, the minimum investment Ontario 401 LLC accepts from an outside investor is $100,000.

Who can invest in Ontario 401 LLC?

Ontario 401 LLC is generally open only to investors who meet the eligibility rules in its offering documents. It uses Rule 506(b), which does not allow general advertising.

How much has Ontario 401 LLC raised?

Ontario 401 LLC reports $100,000 sold from 1 investor on its Form D filed Oct 21, 2015. This is cumulative sales since the offering began, not current assets or performance.

Where is Ontario 401 LLC based?

Ontario 401 LLC is based in Chicago, Illinois.

When did Ontario 401 LLC launch?

Ontario 401 LLC reports its first sale in Oct 2015.

Size compared with every private equity fund

Raised more than 47% of the 479 private equity funds based in Illinois, and more than 4% of all 8,950 that report sales.

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