AltMountain

OT Microbiome Fund I, LLC

Beverly Hills, CA · CIK 1690171
Status: no Form D since Oct 2017. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

OT Microbiome Fund I, LLC is a private equity fund based in Beverly Hills, California. According to its most recent Form D, filed Oct 4, 2017, it has sold $4,320,000 of interests to 16 investors since its first sale in Feb 2017. The minimum investment it accepts from an outside investor is $100,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include LLC OT Management; Ade Ojo; LLC Assure Fund Management II.

Total raised
$4,320,000Cumulative sales reported on Form D
Investors
16
First sale
Feb 22, 2017
Minimum investment
$100,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
LLC OT Management; Ade Ojo; LLC Assure Fund Management II
Latest Form D
Oct 4, 2017

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Raise history

$4,320,000Mar 1, 2017: $3,145,000 raisedMar 15, 2017: $3,270,000 raisedOct 4, 2017: $4,320,000 raisedMar 2017Oct 2017
FiledFilingTotal raisedInvestorsSource
Oct 4, 2017Form D/A (amendment)$4,320,00016SEC.gov ↗
Mar 15, 2017Form D/A (amendment)$3,270,00010SEC.gov ↗
Mar 1, 2017Form D$3,145,0009SEC.gov ↗

3 Form D filings in the SEC's electronic records (2008 onward), the earliest on Mar 1, 2017. Each filing reports the cumulative amount sold and the number of investors to that date, as the fund filed it. Not verified, and not the fund's current assets. Source: U.S. Securities and Exchange Commission, Form D data sets.

Questions about OT Microbiome Fund I, LLC

What is the minimum investment for OT Microbiome Fund I, LLC?

According to its latest Form D, filed Oct 4, 2017, the minimum investment OT Microbiome Fund I, LLC accepts from an outside investor is $100,000.

Who can invest in OT Microbiome Fund I, LLC?

OT Microbiome Fund I, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has OT Microbiome Fund I, LLC raised?

OT Microbiome Fund I, LLC reports $4,320,000 sold from 16 investors on its Form D filed Oct 4, 2017. This is cumulative sales since the offering began, not current assets or performance.

Where is OT Microbiome Fund I, LLC based?

OT Microbiome Fund I, LLC is based in Beverly Hills, California.

When did OT Microbiome Fund I, LLC launch?

OT Microbiome Fund I, LLC reports its first sale in Feb 2017.

Size compared with every private equity fund

Raised more than 59% of the 1,747 private equity funds based in California, and more than 33% of all 8,950 that report sales.

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