AltMountain

OT Pharma Fund I, LLC

Los Angeles, CA · CIK 1751260
Status: no Form D since Oct 2018. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

OT Pharma Fund I, LLC is a private investment fund based in Los Angeles, California. According to its most recent Form D, filed Oct 31, 2018, it has sold $4,699,680 of interests to 20 investors since its first sale in Oct 2018. The filing does not set a minimum investment. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Richard Thoms; LLC OT Management; LLC Assure Fund Management II.

Total raised
$4,699,680Cumulative sales reported on Form D
Investors
20
First sale
Oct 31, 2018
Minimum investment
None set
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Richard Thoms; LLC OT Management; LLC Assure Fund Management II
Latest Form D
Oct 31, 2018

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about OT Pharma Fund I, LLC

What is the minimum investment for OT Pharma Fund I, LLC?

OT Pharma Fund I, LLC's latest Form D, filed Oct 31, 2018, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in OT Pharma Fund I, LLC?

OT Pharma Fund I, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has OT Pharma Fund I, LLC raised?

OT Pharma Fund I, LLC reports $4,699,680 sold from 20 investors on its Form D filed Oct 31, 2018. This is cumulative sales since the offering began, not current assets or performance.

Where is OT Pharma Fund I, LLC based?

OT Pharma Fund I, LLC is based in Los Angeles, California.

When did OT Pharma Fund I, LLC launch?

OT Pharma Fund I, LLC reports its first sale in Oct 2018.

Size compared with every private investment fund

Raised more than 51% of the 1,719 private investment funds based in California, and more than 31% of all 10,333 that report sales.

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