AltMountain

OT Pharma Fund IV, LLC

Boston, MA · CIK 1811328
Status: no Form D since Oct 2020. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

OT Pharma Fund IV, LLC is a private investment fund based in Boston, Massachusetts. According to its most recent Form D, filed Oct 19, 2020, it has sold $4,370,200 of interests to 13 investors since its first sale in Oct 2020. The minimum investment it accepts from an outside investor is $100,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include LLC OT Management; LLC Assure Fund Management II; Richard Thoms.

Total raised
$4,370,200Cumulative sales reported on Form D
Investors
13
First sale
Oct 15, 2020
Minimum investment
$100,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
LLC OT Management; LLC Assure Fund Management II; Richard Thoms
Latest Form D
Oct 19, 2020

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about OT Pharma Fund IV, LLC

What is the minimum investment for OT Pharma Fund IV, LLC?

According to its latest Form D, filed Oct 19, 2020, the minimum investment OT Pharma Fund IV, LLC accepts from an outside investor is $100,000.

Who can invest in OT Pharma Fund IV, LLC?

OT Pharma Fund IV, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has OT Pharma Fund IV, LLC raised?

OT Pharma Fund IV, LLC reports $4,370,200 sold from 13 investors on its Form D filed Oct 19, 2020. This is cumulative sales since the offering began, not current assets or performance.

Where is OT Pharma Fund IV, LLC based?

OT Pharma Fund IV, LLC is based in Boston, Massachusetts.

When did OT Pharma Fund IV, LLC launch?

OT Pharma Fund IV, LLC reports its first sale in Oct 2020.

Size compared with every private investment fund

Raised more than 36% of the 538 private investment funds based in Massachusetts, and more than 30% of all 10,333 that report sales.

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