AltMountain

OW K2 Intermediate LLC

New York, NY · CIK 1642481
Status: no Form D since May 2015. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

OW K2 Intermediate LLC is a private investment fund based in New York, New York. According to its most recent Form D, filed May 15, 2015, it has sold $54,026,000 of interests to 2 investors since its first sale in May 2015. The filing does not set a minimum investment. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Alan Goldfarb.

Total raised
$54,026,000Cumulative sales reported on Form D
Investors
2
First sale
May 1, 2015
Minimum investment
None set
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Alan Goldfarb
Latest Form D
May 15, 2015

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about OW K2 Intermediate LLC

What is the minimum investment for OW K2 Intermediate LLC?

OW K2 Intermediate LLC's latest Form D, filed May 15, 2015, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in OW K2 Intermediate LLC?

OW K2 Intermediate LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has OW K2 Intermediate LLC raised?

OW K2 Intermediate LLC reports $54,026,000 sold from 2 investors on its Form D filed May 15, 2015. This is cumulative sales since the offering began, not current assets or performance.

Where is OW K2 Intermediate LLC based?

OW K2 Intermediate LLC is based in New York, New York.

When did OW K2 Intermediate LLC launch?

OW K2 Intermediate LLC reports its first sale in May 2015.

Size compared with every private investment fund

Raised more than 64% of the 2,822 private investment funds based in New York, and more than 64% of all 10,255 that report sales.

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