Phalanx Fund IV, LP
Phalanx Fund IV, LP is a private equity fund based in Woodbridge, New Jersey. According to its most recent Form D, filed Sep 4, 2019, it has sold $76,401,000 of interests to 69 investors since its first sale in Aug 2017. The minimum investment it accepts from an outside investor is $250,000. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include John Saraceno; Jonathan Schultz; Samuel Giordano.
- Total raised
- $76,401,000Cumulative sales reported on Form D
- Investors
- 69
- First sale
- Aug 11, 2017
- Minimum investment
- $250,000
- Who can invest
- Qualified purchasersSection 3(c)(7): generally $5M+ in investments
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- John Saraceno; Jonathan Schultz; Samuel Giordano
- Latest Form D
- Sep 4, 2019
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Phalanx Fund IV, LP
What is the minimum investment for Phalanx Fund IV, LP?
According to its latest Form D, filed Sep 4, 2019, the minimum investment Phalanx Fund IV, LP accepts from an outside investor is $250,000.
Who can invest in Phalanx Fund IV, LP?
Phalanx Fund IV, LP is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.
How much has Phalanx Fund IV, LP raised?
Phalanx Fund IV, LP reports $76,401,000 sold from 69 investors on its Form D filed Sep 4, 2019. This is cumulative sales since the offering began, not current assets or performance.
Where is Phalanx Fund IV, LP based?
Phalanx Fund IV, LP is based in Woodbridge, New Jersey.
When did Phalanx Fund IV, LP launch?
Phalanx Fund IV, LP reports its first sale in Aug 2017.
Size compared with every private equity fund
Raised more than 86% of the 215 private equity funds based in New Jersey, and more than 69% of all 8,950 that report sales.