AltMountain

Pre-IPO Fund LLC

San Mateo, CA · CIK 1570768
Status: no Form D since Sep 2014. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Pre-IPO Fund LLC is a private equity fund based in San Mateo, California. According to its most recent Form D, filed Sep 23, 2014, it has sold $1,788,029 of interests to 31 investors since its first sale in Jan 2013. The minimum investment it accepts from an outside investor is $5,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. Related persons named in the filing include Dominic Baldini.

Total raised
$1,788,029Cumulative sales reported on Form D
Investors
31
First sale
Jan 4, 2013
Minimum investment
$5,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Other exemption
Key people and entities
Dominic Baldini
Latest Form D
Sep 23, 2014

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Pre-IPO Fund LLC

What is the minimum investment for Pre-IPO Fund LLC?

According to its latest Form D, filed Sep 23, 2014, the minimum investment Pre-IPO Fund LLC accepts from an outside investor is $5,000.

Who can invest in Pre-IPO Fund LLC?

Pre-IPO Fund LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1).

How much has Pre-IPO Fund LLC raised?

Pre-IPO Fund LLC reports $1,788,029 sold from 31 investors on its Form D filed Sep 23, 2014. This is cumulative sales since the offering began, not current assets or performance.

Where is Pre-IPO Fund LLC based?

Pre-IPO Fund LLC is based in San Mateo, California.

When did Pre-IPO Fund LLC launch?

Pre-IPO Fund LLC reports its first sale in Jan 2013.

Size compared with every private equity fund

Raised more than 54% of the 1,744 private equity funds based in California, and more than 25% of all 8,896 that report sales.

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