AltMountain

Protocol Ventures Cayman

San Francisco, CA · CIK 1748067
Status: no Form D since Jul 2018. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Protocol Ventures Cayman is a private investment fund based in San Francisco, California. According to its most recent Form D, filed Jul 25, 2018, it has sold $455,242 of interests to 1 investor since its first sale in Jul 2018. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Richard Marini, Jr; Protocol Capital Management LLC.

Total raised
$455,242Cumulative sales reported on Form D
Investors
1
First sale
Jul 1, 2018
Minimum investment
None set
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Richard Marini, Jr; Protocol Capital Management LLC
Latest Form D
Jul 25, 2018

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Protocol Ventures Cayman

What is the minimum investment for Protocol Ventures Cayman?

Protocol Ventures Cayman's latest Form D, filed Jul 25, 2018, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in Protocol Ventures Cayman?

Protocol Ventures Cayman is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has Protocol Ventures Cayman raised?

Protocol Ventures Cayman reports $455,242 sold from 1 investor on its Form D filed Jul 25, 2018. This is cumulative sales since the offering began, not current assets or performance.

Where is Protocol Ventures Cayman based?

Protocol Ventures Cayman is based in San Francisco, California.

When did Protocol Ventures Cayman launch?

Protocol Ventures Cayman reports its first sale in Jul 2018.

Size compared with every private investment fund

Raised more than 31% of the 1,711 private investment funds based in California, and more than 8% of all 10,248 that report sales.

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