AltMountain

Record Umbrella Fund

Dublin, Ireland · CIK 1561365
Offshore
Status: no Form D since Sep 2019. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Record Umbrella Fund is a private investment fund based in Dublin, Ireland. According to its most recent Form D, filed Sep 12, 2019, it has sold $2,103,000 of interests to 4 investors since its first sale in Oct 2012. The minimum investment it accepts from an outside investor is $110,000. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Jim Firn; Phillipa White; Catherine Lane.

Total raised
$2,103,000Cumulative sales reported on Form D
Investors
4
First sale
Oct 17, 2012
Minimum investment
$110,000
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Jim Firn; Phillipa White; Catherine Lane
Latest Form D
Sep 12, 2019

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Record Umbrella Fund

What is the minimum investment for Record Umbrella Fund?

According to its latest Form D, filed Sep 12, 2019, the minimum investment Record Umbrella Fund accepts from an outside investor is $110,000.

Who can invest in Record Umbrella Fund?

Record Umbrella Fund is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has Record Umbrella Fund raised?

Record Umbrella Fund reports $2,103,000 sold from 4 investors on its Form D filed Sep 12, 2019. This is cumulative sales since the offering began, not current assets or performance.

Where is Record Umbrella Fund based?

Record Umbrella Fund is based in Dublin, Ireland.

When did Record Umbrella Fund launch?

Record Umbrella Fund reports its first sale in Oct 2012.

Size compared with every private investment fund

Raised more than 17% of the 81 private investment funds based in Ireland, and more than 21% of all 10,266 that report sales.

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